Potebnia, Oleksander (Aleksandr) [Potebnja],
b 22 September 1835 on his family's khutir near Havrylivka (now
Hryshyne), Romny county, Poltava gubernia, d 11
December 1891 in
Kharkiv. (Photo: Oleksander Potebnia.) Linguist, folklorist, and literary
scholar; from 1875 a
corresponding member of the Russian Imperial Academy of Sciences; brother of Andrii
Potebnia and father of Andrii O. Potebnia
and Oleksander O. Potebnia. He studied
law, history, and philology at Kharkiv University (PH D, 1874). In the early
1860s he was active in the Ukrainophile Kharkiv hromada, wrote a Ukrainian
primer for Sunday schools, and took part in folklore expeditions in Poltava and
Okhtyrka counties. In 1874 he was appointed professor of Russian language and
literature at Kharkiv University. He also presided over the Kharkiv Historical-Philological
Society (1877–90) and was a member of the Czech Scientific Society (from
1887). In the 1880s he edited collections of Hryhorii Kvitka-Osnovianenko's,
Petro Hulak-Artemovsky's, and Ivan Manzhura's works and
began a Ukrainian translation of Homer's Odyssey. As a linguist Potebnia specialized in four areas: the
philosophy of language, the historical phonetics of the East Slavic languages,
etymology, and Slavic historical syntax. His major works on the philosophy of
language are Mysl’ i iazyk (Thought and Language, 5 edns, 1862,
1892, 1913, 1922, 1926); O sviazi nekotorykh predstavlenii v iazyke (On
the Relation among Some Representations in Language, 1864); his doctoral
dissertation, Iz zapisok po russkoi grammatike (From Notes on Russian
Grammar, vol 1, 1874; repr 1958); and the posthumously published ‘Iazyk i
narodnost’ (Language and Nationality, in Vestnik Evropy, 1895). He
was particularly interested in the relations among language, thought, and
reality. Language for him was primarily the means by which the mind ordered the
influx of impressions and stimuli. Words carry not only a meaning, but also the
past experience of the individual and the nation, through which all new
experience is filtered. Thus a word usually has three aspects: an external
form, a meaning, and an internal form. It is through the internal form that the
objective world is subjectivized. In many cases the internal form is rooted in
myth and, hence, acts as a bridge between language and folklore (with its
symbols). These ideas constitute the framework of Potebnia's master's thesis, O
nekotorykh simvolakh v slavianskoi narodnoi poezii (On Some Symbols in
Slavic Folk Poetry, 1860; expanded edn 1914), and his monumental work Obiasneniia
malorusskikh i srodnykh narodnykh pesen (Explanations of Little Russian and
Related Folk Songs, 2 vols, 1883, 1887). With time the consciousness of a
word's internal form fades, and one of the tasks of literature is to restore
this consciousness. According to this theory, literature is a hierarchy of
genres; the simplest ones (the proverb, riddle, and fable) directly recall or
renew the word's internal form, and the other genres do so in a more
complicated, sometimes hardly detectable, way through a complex system of
subjective (in poetry) or seemingly objective (in the novel) images. Potebnia's
principal works on this subject were published posthumously: Iz lektsii po
teorii slovesnosti: Basnia, poslovitsa, pogovorka (From Lectures on the
Theory of Literature: The Fable, the Adage, the Proverb, 1894; repr 1970;
Ukrainian trans 1930), Iz zapisok po teorii slovesnosti: Poeziia i proza,
tropy i figury, myshlenie poeticheskoe i mificheskoe, prilozheniia (From
Notes on the Theory of Literature: Poetry and Prose, Tropes and Figures, Poetic
and Mythical Thought, Addenda, 1905; repr 1970), and ‘Chernovyia zametki
... o L.N. Tolstom i F.M. Dostoevskom’ (Preliminary Remarks ... on L.
Tolstoy and F. Dostoevsky) in Voprosy teorii i psikhologii tvorchestva
(vol 5 [1914]). Regarding language as an individual's or a nation's only
possible means of perceiving the world and of thinking, Potebnia protested
vehemently against denationalization in general and the Russification of
Ukrainians in particular, and equated this process with spiritual and
intellectual disintegration. Potebnia's philosophy of language is rooted in W.
Humboldt's romantic idealism, but he was also influenced by J. Herbart's and H.
Lotze's associative psychology, and particularly by H. Steinthal's
psycholinguistic writings. Potebnia viewed the history of a language as the history of its dialects
and used the concept of phonetic law, although he often tried to find a
psychological basis for the concept. He recognized the existence of a
proto-Rus’ language, but located the beginning of its disintegration into
dialects back in prehistoric times. He made many discoveries in Ukrainian
historical phonetics, such as the primordial dž < dj alteration,
the so-called second pleophony, and the conditions for the alternation e:o.
He was the first to propose the theory that diphthongs were a transitional
stage between Old Ukrainian o, e,
and Modern Ukrainian i. As an etymologist, Potebnia paid much attention to semantic development and
the history of words against an expansive historical, folkloric, and
psychological background. His major etymological writings were collected in K
istorii zvukov russkago iazyka (Toward a History of the Sounds in the
Russian Language, vols 2–4, 1880–1, 1883). His annotations to Slovo
o polku Ihorevi (1878; repr 1914) are a brilliant synthesis of the
etymological, folkloristic, and historical approaches. From the 1870s Potebnia concentrated on the study of the
historical syntax of the Slavic languages against a comparative Indo-European
background. His Iz zapisok po russkoi grammatike contains his writings
on predicate forms and the participle (vol 2, 1874; rev edn 1888; repr 1958),
the noun and the adjective (vol 3, 1899; repr 1968), and the verb and
indeclinable words (vol 4, 1941; rev edn 1978). Before his work the field of
Slavic historical syntax consisted mostly of inventories of constructions
collected from literary monuments of various periods. He revised it to create a
broadly drawn picture of category and construction changes tied to changes in
ways of thinking, by integrating historical, dialectal, and folkloric
materials. His comparative analysis uncovered remnants of prehistoric syntax in
later constructions and reinterpretations of archaic constructions in later
syntactic systems; that is, it demonstrated the historical character of
syntactic categories and parts of speech. Anton Budilovich
equated Potebnia's contribution to the field of historical syntax with C.
Darwin's contribution to the study of the origin of species. Potebnia was far ahead of his contemporaries and not very
popular during his lifetime. In the field of historical syntax his only immediate
followers were A. Popov and, to a certain extent, Dmitrii Ovsianiko-Kulikovsky
(in his outline of Russian syntax). His ideas on literature were adopted as a
theoretical framework by the ‘Kharkiv school’ (B. Lezin, Vasyl
Khartsiiev, A. Gornfeld, T. Rainov, Oleksa Vetukhiv,
and others) grouped around the serial Voprosy teorii i psikhologii
tvorchestva (8 vols, 1907–23). They also had a significant impact on
the esthetics of the Russian Symbolists (particularly A. Bely) and an indirect
influence on the Ukrainian Symbolists. In 1945 the Institute of
Linguistics of the Academy of
Sciences of the Ukrainian SSR
(now NANU) was named after Potebnia. Collections of his works on accentology
(1973) and esthetics and poetics (1976, 1985) have been published.
BIBLIOGRAPHY
Chekhovych, K. Oleksander Potebnia: Ukraïns’kyi
myslytel’-lingvist (Warsaw 1931)
Shevelov, G.Y. ‘Alexander Potebnja as a Linguist,’ AUA, 5,
nos 2–3 (1956)
Bilodid, I.; et al (eds). O.O. Potebnia i deiaki pytannia suchasnoï
slavistyky (Kharkiv 1962)
Tsiluiko, K.; et al (eds). Oleksandr Opanasovych Potebnia: Iuvileinyi
zbirnyk do 125-richchia z dnia narodzhennia (Kyiv 1962)
Franchuk, V. Oleksandr Opanasovych Potebnia (Kyiv 1975; rev edn, Kyiv
1985)
Presniakov, O. A.A. Potebnia i russkoe literaturovedenie kontsa
XIX–nachala XX veka (Saratov 1978)
— Poetika poznaniia i tvorchestva: Teoriia slovesnosti A.A. Potebni
(Moscow 1980)
Izhakevych, H.; et al (eds). Potebnians’ki chytannia (Kyiv 1981)
Franchuk, V. (ed). Naukova spadshchyna O.O. Potebni i suchasna filolohiia:
Do 150-richchia z dnia narodzhennia O.O. Potebni; Zbirnyk naukovykh
prats’ (Kyiv 1985)
Fizer, J. Alexander A. Potebnja's Psycholinguistic Theory of literature: A
Metacritical Inquiry (Cambridge, Mass 1986)
George Y. Shevelov